Title 19 - Blue Sky Law--Securities

Art. 581-1 - Short Title of Act
Art. 581-2 - Creating the State Securities Board and Providing for Appointment of Securities Commissioner
Art. 581-2-1 - Conflict of Interest
Art. 581-2-2 - Information About Standards of Conduct
Art. 581-2-3 - Training
Art. 581-2-4 - Division of Policy and Management Responsibilities
Art. 581-2-5 - Public Testimony
Art. 581-2-6 - Complaints Information
Art. 581-2-7 - Equal Employment Opportunity Policy Statement
Art. 581-2-8 - Alternative Rulemaking and Dispute Resolution
Art. 581-3 - Administration and Enforcement by the Securities Commissioner and the Attorney General and Local Law Enforcement Officials
Art. 581-3-1 - Nonexclusivity of Means of Enforcement
Art. 581-4 - Definitions
Art. 581-5 - Exempt Transactions
Art. 581-6 - Exempt Securities
Art. 581-7 - Permit or Registration for Issue by Commissioner; Information for Issuance of Permit or Registration
Art. 581-8 - Consent to Service
Art. 581-9 - Protection to Purchasers of Securities
Art. 581-10 - Examination of Application; Permit
Art. 581-10-1 - Purposes
Art. 581-11 - Papers Filed With Commissioner; Records Open to Inspection
Art. 581-12 - Registration of Persons Selling Securities or Rendering Investment Advice
Art. 581-12-1 - Notice Filing for Federal Covered Investment Advisers and Representatives of Federal Covered Investment Advisers
Art. 581-13 - Method and Condition of Registration Required for Dealer, Agent, Investment Adviser, or Investment Adviser Representative
Art. 581-13-1 - Inspection
Art. 581-14 - Denial, Suspension or Revocation of Registration as Dealer, Agent, Investment Adviser, or Investment Adviser Representative
Art. 581-15 - Issuance of Registration Certificates to Dealers and Investment Advisers
Art. 581-17 - Form of Certificates to Dealers and Investment Advisers
Art. 581-18 - Registration of Agents of Dealers or of Representatives of Investment Advisers
Art. 581-19 - Annual Registration; Renewals
Art. 581-20 - Display or Advertisement of Fact of Registration Unlawful
Art. 581-21 - Posting Registration Certificates
Art. 581-22 - Regulation of Offers
Art. 581-23 - Cease and Desist Orders; Cease Publication Orders; List of Securities Offered
Art. 581-23-1 - Assessment of Administrative Fines
Art. 581-23-2 - Emergency Cease and Desist Order
Art. 581-24 - Hearings Upon Exception to Actions of Commissioner
Art. 581-25 - Revocation of Registration of Any Dealer, Agent, Investment Adviser, or Investment Adviser Representative
Art. 581-25-1 - Receiverships of Persons or Assets
Art. 581-26 - Notices by Registered Mail
Art. 581-27 - Judicial Review
Art. 581-28 - Investigations, Investigatory Materials, and Registration Related Materials
Art. 581-28-1 - Adoption of Rules and Regulations
Art. 581-29 - Penal Provisions
Art. 581-29-1 - Limitation
Art. 581-29-2 - Aggregation of Amounts Involved in Securities Fraud
Art. 581-29-3 - Criminal Responsibility of Corporation or Association
Art. 581-30 - Certified Copies of Papers Filed With Commissioner as Evidence
Art. 581-31 - Construction
Art. 581-32 - Injunctions, Restitution, and Civil Penalties
Art. 581-32-1 - Refund
Art. 581-33 - Civil Liability With Respect to Issuance or Sale of a Security
Art. 581-33-1 - Civil Liability of Investment Advisers and Investment Adviser Representatives
Art. 581-33-2 - Stay of Recognition or Enforcement of Foreign Country Judgment
Art. 581-34 - Actions for Commission; Allegations and Proof of Compliance
Art. 581-35 - Fees
Art. 581-35-1 - Fees for Sales of Excess Securities
Art. 581-35-2 - Fees for Sales of Unregistered Securities
Art. 581-36 - Deposit to General Revenue Fund
Art. 581-37 - Pleading Exemptions
Art. 581-38 - Partial Invalidity; Severability
Art. 581-39 - Repeal of Securities Act and Insurance Securities Act Now in Effect; Saving Clause as to Pending Proceedings
Art. 581-42 - Reduced Fees
Art. 581-43 - Investor Education
Art. 581-44 - Crowdfunding
Art. 581-45 - Protection of Vulnerable Adults From Financial Exploitation